A Modern Fiduciary’s Role and Perspective on Today’s Ever Changing Investment Landscape sponsored by Cavitch Familo & Durkin
Please arrive at 11:30 am for networking time in advance of lunch.
Lunch will be served at 12:00pm (noon) with the meeting beginning at 12:20 pm.
About the Program
The world of investing can be a fast-moving, ever-changing place fraught with risk and uncertainty in today’s volatile marketplace. Add to this complexity the fiduciary duties and responsibilities of being a Trustee, governed by multiple laws and regulations, bound by a Trust agreement and accountable to multiple beneficiaries from different generations. The proverbial perfect storm. In this presentation we will review the regulatory framework governing fiduciary investing while sharing real world stories highlighting the issues faced by a modern fiduciary navigating the waters of concentrated positions, unique assets and a myriad of other investment challenges.
About the Speaker
Bart C. Carletto is a first vice president and senior fiduciary officer for the central region of BNY Wealth Management. Bart works with ultra-high net worth trust clients on complicated trust and estate planning arrangements. He also chairs the Trust Administrative Committee which is comprised of senior fiduciary members to formulate policy and review trust actions taken by the firm. Prior to that, Bart oversaw the Family Office team in Pittsburgh. In that role, he managed a group of professionals dedicated to servicing Family Offices and their unique needs. This included the delivery of investment management, fiduciary, custody, accounting, reporting, and administrative support services for clients. Bart has been with BNY Mellon since 1988, having worked in Global Trust Services for four years before joining the Family Office group in 1992. He has held a variety of roles during his tenure spanning relationship management, fiduciary, investments and operations. His current duties were assumed in 2014. Bart holds a BS in Physics from Duquesne University and is a graduate of the ABA National Graduate Trust School at Northwestern University.
Laura B. Springer, CRPC®, CFP® │ 2018-2019 Program Chair
Reservation Policy – All attendees are encouraged to register in advance and walk-in reservations will be accepted on a space-available basis only. Meeting cost is $25 for members when paid in advance before noon 03/11/19, $40 for members at the door, $40 for guests, and $200 for a table of six (please submit names to admin@epccleveland.org by 03/08/19). If you reserve and are unable to attend, please call the office to cancel by noon 03/11/19 to avoid a no-show reservation billing.
Continuing Education – EPC Cleveland will request approval for this program from the CFP® Board of Standards for CFP® designation holders and from the Supreme Court of Ohio for Ohio attorneys to receive CLE credit. EPC Cleveland will also request credit from the Ohio Department of Insurance. A certificate of completion will be available for those CTFAs, CPAs, and CWS designees who feel the program satisfies their continuing education requirements.
To Reserve, click "Register Now" below.
Thank you to our sponsor:
